Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| W Mark Parker | 2650203 | 1 | 02/04/2021 | Customer Dispute | Award / Judgment | $2,526,000.00 | $0.00 | See FINRA Report |
| David Warren Mesker | 2102727 | 1 | 07/14/2017 | Customer Dispute | Award / Judgment | $81,533.20 | $85,238.80 | See FINRA Report |
| Michael Walter Ollmann | 2429193 | 2 | 07/07/2017 | Customer Dispute | Award / Judgment | $200,000.00 | $0.00 | See FINRA Report |
| Lewis Harold Rogers | 402843 | 1 | 11/02/2016 | Customer Dispute | Award / Judgment | $917,000.00 | $0.00 | See FINRA Report |
| Efstathios George Kanteliotis | 3087943 | 1 | 05/21/2014 | Customer Dispute | Award / Judgment | $0.00 | $50,000.00 | See FINRA Report |
| Stephen H Gitter | 722248 | 1 | 05/21/2014 | Customer Dispute | Award / Judgment | $0.00 | $50,000.00 | See FINRA Report |
| Andrew Tyler Fort | 2556092 | 7 | 05/20/2013 | Customer Dispute | Award / Judgment | $50,000.00 | $0.00 | See FINRA Report |
| Andrew Tyler Fort | 2556092 | 7 | 04/15/2013 | Customer Dispute | Award / Judgment | $50,000.00 | $43,662.00 | See FINRA Report |
| Paul Agree Hack | 232881 | 2 | 08/23/2012 | Customer Dispute | Award / Judgment | $0.00 | $707,351.00 | See FINRA Report |
| Warren Lovett Edge | 2422644 | 6 | 01/19/2012 | Customer Dispute | Award / Judgment | $0.00 | $89,174.00 | See FINRA Report |