Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kyle L Nixon | 7785655 | 1 | 07/15/2024 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Brian Eamon Kelley | 6656467 | 1 | 10/07/2023 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Darius Tremaine Dion Sabbides | 6393923 | 1 | 06/30/2023 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |