Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory C Teschke | 5037784 | 1 | 01/12/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Renee Suzanne Ballow | 5094632 | 2 | 12/06/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kyle C Wootten | 4402198 | 3 | 11/28/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sheree Denise Butler | 2306140 | 14 | 11/27/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Erwin Anthony Beltran | 3006096 | 18 | 11/09/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Renee Suzanne Ballow | 5094632 | 2 | 10/07/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kyle C Wootten | 4402198 | 3 | 09/29/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Leo Creedon | 1139558 | 12 | 07/29/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kyle C Wootten | 4402198 | 3 | 06/28/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Theresa L McMasters | 4015437 | 16 | 05/05/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |