Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Richard Harp | 3278463 | 1 | 05/18/2015 | Customer Dispute | Dismissed | $885,000.00 | $0.00 | See FINRA Report |
| William Rustin Seyle | 2142618 | 1 | 08/09/2011 | Customer Dispute | Dismissed | $220,000.00 | $0.00 | See FINRA Report |
| Timothy Francis Hickey | 2353760 | 1 | 08/09/2011 | Customer Dispute | Dismissed | $220,000.00 | $0.00 | See FINRA Report |
| John Fletcher Talley | 1815440 | 3 | 02/26/2010 | Customer Dispute | Dismissed | $557,784.00 | $0.00 | See FINRA Report |
| John Robert Havranek | 2299632 | 8 | 02/26/2010 | Customer Dispute | Dismissed | $557,784.00 | $0.00 | See FINRA Report |
| Pamela Atchley Baird | 2148780 | 3 | 02/26/2010 | Customer Dispute | Dismissed | $557,784.00 | $0.00 | See FINRA Report |
| William Brantley Anthony | 1178186 | 4 | 02/26/2010 | Customer Dispute | Dismissed | $557,784.00 | $0.00 | See FINRA Report |
| Mitchell Louis Silverman | 500504 | 8 | 03/20/1998 | Customer Dispute | Dismissed | $0.00 | $0.00 | See FINRA Report |