Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Amy Marie Charles | 2693547 | 2 | 08/12/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Amy Marie Charles | 2693547 | 2 | 08/12/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Britt Meagan Doyle | 5600782 | 1 | 07/09/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Juan Carlos Bonelli | 6616580 | 1 | 10/11/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Charles Pingeton | 858197 | 5 | 08/22/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Amber Lynne Freeze | 6057649 | 1 | 03/28/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edward Helon Eubank | 4186996 | 1 | 01/03/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Hope Marie Johnson | 5972312 | 1 | 11/17/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles Andrew Fischer | 2164405 | 1 | 10/28/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Charles Pingeton | 858197 | 5 | 09/19/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |