Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sara Yasmin Qazi | 4118177 | 5 | 07/16/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Rebecca Cisternas | 2821562 | 3 | 01/31/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sara Yasmin Qazi | 4118177 | 5 | 01/08/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sara Yasmin Qazi | 4118177 | 5 | 11/20/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Pierre Economacos | 1860814 | 2 | 09/18/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Allyson S Herman | 7716102 | 3 | 09/01/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laurie Ann Kampman | 2698601 | 1 | 07/25/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Khalil M Williams | 7315468 | 1 | 07/10/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sheree Denise Butler | 2306140 | 15 | 06/16/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Matthew Brendza | 1703194 | 4 | 05/11/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |