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FINRA Broker Disclosures for Piper Sandler & Co.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Piper Sandler & Co.. Search or filter the database to find more about a specific broker.

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Displaying 6 out of 6 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Ralph Jason Holmes3025535202/20/2012Customer DisputeSettled$5,000.00$0.00See FINRA Report
Ralph Jason Holmes3025535212/22/2011Customer DisputeSettled$5,000.00$0.00See FINRA Report
Edmund Joseph Wall1307041109/12/2011Customer DisputeSettled$0.00$0.00See FINRA Report
Jacques Desaintphalle1524612111/17/2008Customer DisputeSettled$125,000,000.00$0.00See FINRA Report
Jeffrey Alexander Legge717195204/02/2001Customer DisputeSettled$87,500.00$0.00See FINRA Report
Jeffrey Alexander Legge717195202/13/2001Customer DisputeSettled$79,314.00$0.00See FINRA Report

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