Our Staff has compiled our research into a database of FINRA Broker Disclosures for Piper Sandler & Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Noel Folstad | 5411136 | 1 | 05/06/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ross James Patten | 2806918 | 2 | 04/04/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Adham Maher Madi | 7147551 | 1 | 04/19/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Cody Nix Wilson | 4474329 | 2 | 12/07/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Martin Gately | 4211798 | 2 | 04/09/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Patrick Martin Gately | 4211798 | 2 | 01/21/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cody Nix Wilson | 4474329 | 2 | 02/07/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel Brent Gangwish | 1882605 | 1 | 01/30/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Todd Raymond Snyder | 2481295 | 1 | 01/30/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jon Petersen | 6785806 | 1 | 02/16/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |