Our Staff has compiled our research into a database of FINRA Broker Disclosures for Piper Sandler & Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ernest Domonique Walker | 6285247 | 1 | 04/29/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cody Nix Wilson | 4474329 | 2 | 12/07/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Martin Gately | 4211798 | 2 | 04/09/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Patrick Martin Gately | 4211798 | 2 | 01/21/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cody Nix Wilson | 4474329 | 2 | 02/07/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey John Ladrow | 2991757 | 2 | 08/28/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey John Ladrow | 2991757 | 2 | 06/30/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jon Petersen | 6785806 | 1 | 02/16/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Carl Philip Heinle | 6645203 | 1 | 01/07/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Grier Blount | 1899489 | 1 | 02/08/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |