Our Staff has compiled our research into a database of FINRA Broker Disclosures for Piper Sandler & Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrick Martin Gately | 4211798 | 2 | 04/09/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Patrick Martin Gately | 4211798 | 2 | 01/21/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jon Petersen | 6785806 | 1 | 02/16/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Carl Philip Heinle | 6645203 | 1 | 01/07/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Grier Blount | 1899489 | 1 | 02/08/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Geoff David Buxton | 6519166 | 1 | 10/18/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Peter Robert Kistinger | 5380401 | 1 | 05/14/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Abhishek Chokkanahalli Rao | 6221990 | 1 | 02/08/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Justin Marino | 4241838 | 1 | 08/06/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Thomas Krieter | 6249334 | 1 | 08/27/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |