Our Staff has compiled our research into a database of FINRA Broker Disclosures for Piper Sandler & Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cody Nix Wilson | 4474329 | 2 | 02/07/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Derek James Robertson | 5369180 | 3 | 01/25/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Stephen Horvath | 2710222 | 2 | 12/01/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Joseph Raymond | 4245519 | 1 | 03/21/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |