Our Staff has compiled our research into a database of FINRA Broker Disclosures for Piper Sandler & Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ralph Jason Holmes | 3025535 | 2 | 02/20/2012 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Ralph Jason Holmes | 3025535 | 2 | 12/22/2011 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Edmund Joseph Wall | 1307041 | 1 | 09/12/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jacques Desaintphalle | 1524612 | 1 | 11/17/2008 | Customer Dispute | Settled | $125,000,000.00 | $0.00 | See FINRA Report |
| Jeffrey Alexander Legge | 717195 | 2 | 04/02/2001 | Customer Dispute | Settled | $87,500.00 | $0.00 | See FINRA Report |
| Jeffrey Alexander Legge | 717195 | 2 | 02/13/2001 | Customer Dispute | Settled | $79,314.00 | $0.00 | See FINRA Report |
| Todd Andrew Phillips | 2769556 | 1 | 07/14/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |