Our Staff has compiled our research into a database of FINRA Broker Disclosures for Piper Sandler & Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Noel Folstad | 5411136 | 1 | 05/06/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ross James Patten | 2806918 | 2 | 04/04/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |