Our Staff has compiled our research into a database of FINRA Broker Disclosures for Piper Sandler & Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cody Nix Wilson | 4474329 | 2 | 12/07/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Derek James Robertson | 5369180 | 3 | 10/26/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Derek James Robertson | 5369180 | 3 | 11/23/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Stephen Horvath | 2710222 | 2 | 06/24/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Joseph Dunne | 866444 | 1 | 08/12/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |