Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Adrian D Holmes | 6560799 | 1 | 10/13/2022 | Customer Dispute | Settled | $8,199.00 | $0.00 | See FINRA Report |
| Kelly Lee Straub | 1122041 | 1 | 08/15/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Travis Jay Kohn | 6112397 | 1 | 08/01/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Todd Anthony Scorzafava | 3261329 | 3 | 07/11/2022 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
| Angela Sue Schueman | 2502517 | 2 | 06/08/2022 | Customer Dispute | Settled | $93,231.00 | $0.00 | See FINRA Report |
| Robert James Baptist | 1576889 | 6 | 06/03/2022 | Customer Dispute | Settled | $15,320.00 | $0.00 | See FINRA Report |
| Bryan Adam Kupchik | 2635746 | 1 | 05/13/2022 | Customer Dispute | Settled | $97,953.00 | $0.00 | See FINRA Report |
| Yanique Keisha Paula Anderson | 4190639 | 1 | 04/20/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kimberly A Parker Hansen | 2742360 | 1 | 03/31/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Peter Martin Evans | 1516196 | 1 | 03/25/2022 | Customer Dispute | Settled | $2,100.00 | $0.00 | See FINRA Report |