Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michelle Ann MacIosek | 2859155 | 1 | 05/21/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Felts Connelly | 2049291 | 3 | 05/03/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Leonidas Clyde Vaughan | 3162268 | 1 | 05/03/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Luis Alberto Salinas | 6425033 | 1 | 05/01/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Blair Reilly | 2603608 | 2 | 05/01/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel John Ahlrichs | 5531884 | 3 | 05/01/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrew Parvey | 2769606 | 1 | 03/18/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Charles Marshall MacKay | 6207836 | 1 | 01/08/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Perry Higginson Bacon | 4952750 | 2 | 01/08/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Conor M Fitzpatrick | 6077877 | 2 | 01/08/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |