Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kirk Anthony Sempsrott | 5455535 | 3 | 03/05/2013 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Richard Loft | 1717679 | 4 | 09/01/1992 | Civil | Final | $0.00 | $0.00 | See FINRA Report |