Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bruce Lawrence Jansen | 1148632 | 2 | 06/05/1996 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory Edwin van Dodgson | 69219 | 6 | 08/02/1978 | Civil | Final | $0.00 | $0.00 | See FINRA Report |