Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bryan Edward Davidson | 5445540 | 4 | 12/26/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Stacy Alden Cannon | 2372109 | 1 | 11/30/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Peter Wright Bell | 2378665 | 2 | 11/22/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| David Earl Kimbler | 1132791 | 4 | 11/14/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Kevin Daniel Christensen | 5621865 | 1 | 11/11/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Dennis Shanahan | 4230069 | 2 | 11/11/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Allen Barefield | 6481913 | 1 | 11/02/2022 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Cory Lee Grandel | 2817226 | 1 | 10/27/2022 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |
| Senh Ly | 4538978 | 1 | 10/21/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jane Alison Scarbrough | 869077 | 1 | 10/20/2022 | Customer Dispute | Denied | $245,000.00 | $0.00 | See FINRA Report |