Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Lee Bruce | 2502123 | 4 | 07/29/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brandon John Flynn | 3111875 | 2 | 07/25/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Eftin Andraos | 2070222 | 6 | 07/17/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Heather Kathleen Vondra | 4669520 | 1 | 07/01/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Anthony Dibernardo | 2603040 | 2 | 06/24/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gabriella Sarai Aguilar | 6865737 | 1 | 06/11/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tyler Ray Lewis | 7362484 | 2 | 06/05/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bryce Austin Hamilton | 4296113 | 3 | 06/04/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael John Manginelli | 6135003 | 2 | 05/29/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel John Leonetti | 3162654 | 2 | 05/28/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |