Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Conor M Fitzpatrick | 6077877 | 2 | 12/12/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Freddie Lee Barbour | 1603035 | 2 | 08/21/2023 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Matthew H Wolferman | 5185302 | 2 | 06/24/2023 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Joshua Christopher Bliss | 4875381 | 6 | 12/12/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Dustin Kyle Langehennig | 5994493 | 1 | 08/22/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Marco Bagot | 6714305 | 1 | 11/17/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Devonte Ivory | 7024176 | 1 | 05/09/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Darcy Lynn Salter | 2169319 | 1 | 01/21/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tony Jay Thomas | 4429411 | 2 | 12/02/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason Wayne Brewington | 4487477 | 1 | 10/21/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |