Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Dustin Kyle Langehennig | 5994493 | 1 | 08/22/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
Brandon Becerra Meneses | 7292460 | 1 | 04/12/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
Daniel Marco Bagot | 6714305 | 1 | 11/17/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Devonte Ivory | 7024176 | 1 | 05/09/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Timothy David Brinling | 5575135 | 1 | 02/18/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Darcy Lynn Salter | 2169319 | 1 | 01/21/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Wesley R Heinrichs | 6687866 | 1 | 12/14/2020 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
Jason Wayne Brewington | 4487477 | 1 | 10/21/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Ernest Paul Carrera | 2398888 | 2 | 05/23/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Kevin John Herne | 5320629 | 3 | 05/15/2020 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |