Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Freddie Lee Barbour | 1603035 | 2 | 08/21/2023 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Matthew H Wolferman | 5185302 | 2 | 06/24/2023 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Joshua Christopher Bliss | 4875381 | 6 | 12/12/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |