Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dustin Kyle Langehennig | 5994493 | 1 | 08/22/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Brandon Becerra Meneses | 7292460 | 1 | 04/12/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Wesley R Heinrichs | 6687866 | 1 | 12/14/2020 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Kevin John Herne | 5320629 | 3 | 05/15/2020 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Keith Raymond Sartini | 5295814 | 1 | 05/08/2018 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |