Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fifth Third Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Tyndall | 5139765 | 1 | 06/12/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tricia Diane Easley | 5073457 | 10 | 06/09/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Patrick McGinnis | 1983167 | 3 | 05/04/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tricia Diane Easley | 5073457 | 10 | 10/13/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kylie A Sanders | 7263318 | 2 | 09/01/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kylie A Sanders | 7263318 | 2 | 01/20/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Patrick McGinnis | 1983167 | 3 | 01/06/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James A Holacka | 7292163 | 1 | 06/15/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Wheeler | 6927903 | 1 | 07/10/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Marshall Livingston | 5772377 | 5 | 06/13/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |