Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fifth Third Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kelly Meyers Malatesta | 5500775 | 1 | 10/15/2022 | Customer Dispute | Withdrawn | $43,000.00 | $0.00 | See FINRA Report |
| Matthew Todd Thompson | 4829999 | 4 | 07/28/2016 | Customer Dispute | Withdrawn | $28,648.50 | $0.00 | See FINRA Report |
| Sarah Lall | 4146283 | 2 | 12/10/2004 | Customer Dispute | Withdrawn | $6,583.33 | $0.00 | See FINRA Report |
| Gerald Allan Gilbertson | 1621077 | 3 | 02/27/2001 | Customer Dispute | Withdrawn | $12,000.00 | $0.00 | See FINRA Report |