Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fifth Third Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Fabrizio Sanchez | 4146936 | 6 | 10/28/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Nathaniel Aaron Abney | 4903661 | 1 | 10/05/2022 | Customer Dispute | Pending | $350,000.00 | $0.00 | See FINRA Report |
| Michael Eric Roush | 5793730 | 1 | 10/05/2022 | Customer Dispute | Pending | $350,000.00 | $0.00 | See FINRA Report |
| Nick Sean Summa | 5740876 | 2 | 02/28/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| John Morrow | 4442694 | 1 | 07/15/2019 | Customer Dispute | Pending | $30,000.00 | $0.00 | See FINRA Report |
| Tricia Diane Easley | 5073457 | 9 | 03/25/2017 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert Albert Corsarie | 2213136 | 1 | 01/14/2002 | Customer Dispute | Pending | $150,000.00 | $0.00 | See FINRA Report |