Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fifth Third Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Tyndall | 5139765 | 1 | 06/12/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas M Dillon | 5487575 | 1 | 05/09/2024 | Customer Dispute | Denied | $7,500.00 | $0.00 | See FINRA Report |
| James Andrew Fredrikson | 1709731 | 3 | 04/01/2024 | Customer Dispute | Denied | $30,472.20 | $0.00 | See FINRA Report |
| Alex Linderman | 5622822 | 1 | 03/06/2024 | Customer Dispute | Denied | $19,562.00 | $0.00 | See FINRA Report |
| Sean Rogers | 5470167 | 1 | 02/12/2024 | Customer Dispute | Denied | $8,802.00 | $0.00 | See FINRA Report |
| Vladislav Voykhanskiy | 6582378 | 1 | 02/01/2024 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jared Michael Cason | 6589851 | 1 | 01/18/2024 | Customer Dispute | Denied | $16,480.00 | $0.00 | See FINRA Report |
| Brian Adams | 6136808 | 1 | 01/12/2024 | Customer Dispute | Settled | $18,935.40 | $0.00 | See FINRA Report |
| Ruben Zapata | 5526942 | 2 | 12/08/2023 | Customer Dispute | Denied | $24,000.00 | $0.00 | See FINRA Report |
| Robert P Kane | 6528214 | 1 | 10/06/2023 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |