Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fifth Third Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Theresa M Schmitt | 6011457 | 2 | 12/07/2022 | Customer Dispute | Denied | $16,226.00 | $0.00 | See FINRA Report |
| Jennifer Medlin | 6542270 | 1 | 11/17/2022 | Customer Dispute | Denied | $25,521.00 | $0.00 | See FINRA Report |
| Fabrizio Sanchez | 4146936 | 6 | 10/28/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Kelly Meyers Malatesta | 5500775 | 1 | 10/15/2022 | Customer Dispute | Withdrawn | $43,000.00 | $0.00 | See FINRA Report |
| Barry Stuart Kemp | 2405285 | 2 | 10/13/2022 | Customer Dispute | Settled | $23,500.00 | $0.00 | See FINRA Report |
| Joseph Salvatore Bono | 2483251 | 1 | 10/10/2022 | Customer Dispute | Closed-No Action | $115,000.00 | $0.00 | See FINRA Report |
| Nathaniel Aaron Abney | 4903661 | 1 | 10/05/2022 | Customer Dispute | Pending | $350,000.00 | $0.00 | See FINRA Report |
| Michael Eric Roush | 5793730 | 1 | 10/05/2022 | Customer Dispute | Pending | $350,000.00 | $0.00 | See FINRA Report |
| Edward Tyler Engler | 4909815 | 1 | 07/13/2022 | Customer Dispute | Settled | $16,609.40 | $0.00 | See FINRA Report |
| Christopher Richard Maggard | 2229523 | 1 | 06/20/2022 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |