Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fifth Third Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Theresa M Schmitt | 6011457 | 2 | 12/07/2022 | Customer Dispute | Denied | $16,226.00 | $0.00 | See FINRA Report |
| Jennifer Medlin | 6542270 | 1 | 11/17/2022 | Customer Dispute | Denied | $25,521.00 | $0.00 | See FINRA Report |
| Christopher Richard Maggard | 2229523 | 1 | 06/20/2022 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Jeffrey Davis | 5295311 | 1 | 05/25/2022 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Adam Blake Tyler | 5490944 | 1 | 04/12/2022 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Zachary David Miller | 5417879 | 1 | 01/04/2022 | Customer Dispute | Denied | $133,000.00 | $0.00 | See FINRA Report |
| Dennis Charles Bearce | 5082888 | 1 | 03/21/2020 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Kenneth Joseph Heidelberger | 5293261 | 2 | 03/07/2020 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Linda Ann Graham | 4482088 | 1 | 02/11/2020 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Milan Rashmikant Patel | 2320912 | 2 | 07/09/2019 | Customer Dispute | Denied | $13,643.00 | $0.00 | See FINRA Report |