Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fifth Third Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Adam Zachary Taylor | 5332526 | 5 | 02/04/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Zachary Taylor | 5332526 | 5 | 02/04/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Zachary Taylor | 5332526 | 5 | 01/26/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Zachary Taylor | 5332526 | 5 | 01/21/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin P Koeninger | 5232610 | 1 | 07/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Waller | 5057883 | 1 | 05/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter John Liwanag | 6119135 | 1 | 02/26/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Zachary Taylor | 5332526 | 5 | 01/27/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard A Critelli | 5567453 | 1 | 07/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Strehle | 1648571 | 1 | 04/04/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |