Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fifth Third Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Salvatore Bono | 2483251 | 1 | 10/10/2022 | Customer Dispute | Closed-No Action | $115,000.00 | $0.00 | See FINRA Report |
| Lynn M Zak | 4585615 | 1 | 09/30/2011 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| Mark Edward Sloan | 4304701 | 2 | 11/17/2010 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Francis Tafelski | 2343353 | 1 | 11/17/2010 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Colene M Bradley | 4651104 | 1 | 08/20/2009 | Customer Dispute | Closed-No Action | $44,267.10 | $0.00 | See FINRA Report |
| James Russell Riley | 4156976 | 8 | 01/09/2009 | Customer Dispute | Closed-No Action | $146,379.00 | $0.00 | See FINRA Report |
| Dennis Stefan Glosik | 2450123 | 1 | 10/14/2005 | Customer Dispute | Closed-No Action | $10,162.50 | $0.00 | See FINRA Report |
| Robert E. Allen | 2335448 | 2 | 12/16/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Daniel P O'Sullivan | 2616436 | 1 | 10/15/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |