Our Staff has compiled our research into a database of FINRA Broker Disclosures for Silver Oak Securities, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Louis Pusser | 4687904 | 1 | 06/27/2022 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| David A Over | 5897647 | 1 | 07/16/2013 | Customer Dispute | Settled | $8,966.42 | $0.00 | See FINRA Report |
| Kevin Michael Komar | 5554977 | 1 | 10/15/2012 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| John Ward Harrison | 3176071 | 3 | 01/26/2011 | Customer Dispute | Settled | $193,000.00 | $0.00 | See FINRA Report |
| Martin Lawrence Hearn | 2480658 | 1 | 03/05/2009 | Customer Dispute | Settled | $13,142.80 | $0.00 | See FINRA Report |
| Theodore Michael Terzian | 2208785 | 2 | 02/14/2008 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Marc Victor Rosenblum | 1968476 | 3 | 07/12/2006 | Customer Dispute | Settled | $135,000.00 | $0.00 | See FINRA Report |
| Emilio Erennio Amodei | 1527847 | 2 | 07/06/2006 | Customer Dispute | Settled | $94,000.00 | $0.00 | See FINRA Report |
| Edwin Henry Jaffe | 1382154 | 3 | 10/28/2005 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Marc Victor Rosenblum | 1968476 | 3 | 11/08/2004 | Customer Dispute | Settled | $135,000.00 | $0.00 | See FINRA Report |