Our Staff has compiled our research into a database of FINRA Broker Disclosures for Silver Oak Securities, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary Warren Dorsey | 2570922 | 1 | 04/06/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Alex Justin Holliman | 4513418 | 1 | 10/01/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Brandon Creech | 4563108 | 1 | 08/13/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Neil Watkins | 4456445 | 3 | 11/30/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Theodore Michael Terzian | 2208785 | 2 | 03/22/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Peter James Gaughan | 1178030 | 2 | 10/24/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Edwin Henry Jaffe | 1382154 | 3 | 03/31/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Carlson Nagy | 2139804 | 7 | 09/03/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Eugene Moffitt | 1388379 | 1 | 09/13/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Vincent William Ruddy | 1003750 | 1 | 04/25/1989 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |