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FINRA Broker Disclosures for Silver Oak Securities, Incorporated

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Silver Oak Securities, Incorporated. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 16 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Jacob Ryan Ruxer2852614302/25/2022Customer DisputeDenied$22,985.00$0.00See FINRA Report
Allen Erbe Zettergren1499190109/03/2019Customer DisputeDenied$275,000.00$0.00See FINRA Report
Patrick William Horwitz5937211102/24/2017Customer DisputeDenied$0.00$0.00See FINRA Report
Jeremy Charles Tims4259325107/30/2013Customer DisputeDenied$5,000.00$0.00See FINRA Report
Lee Verne Snyder3021179107/01/2010Customer DisputeDenied$146,994.00$0.00See FINRA Report
Kenneth Alvin Matheny1177669106/01/2010Customer DisputeDenied$20,000.00$0.00See FINRA Report
Homer Andrew Farr2205140109/21/2009Customer DisputeDenied$11,331.00$0.00See FINRA Report
Marc Victor Rosenblum1968476312/02/2008Customer DisputeDenied$24,729.00$0.00See FINRA Report
Thomas George Lockmund2772337105/09/2008Customer DisputeDenied$39,929.10$0.00See FINRA Report
William Jeffrey Bingham2069119107/24/2007Customer DisputeDenied$11,569.90$0.00See FINRA Report

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