Our Staff has compiled our research into a database of FINRA Broker Disclosures for Silver Oak Securities, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Neil Watkins | 4456445 | 3 | 06/28/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jacob Ryan Ruxer | 2852614 | 3 | 02/25/2022 | Customer Dispute | Denied | $22,985.00 | $0.00 | See FINRA Report |
| Allen Erbe Zettergren | 1499190 | 1 | 09/03/2019 | Customer Dispute | Denied | $275,000.00 | $0.00 | See FINRA Report |
| Patrick William Horwitz | 5937211 | 1 | 02/24/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeremy Charles Tims | 4259325 | 1 | 07/30/2013 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Kenneth Alvin Matheny | 1177669 | 1 | 06/01/2010 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Marc Victor Rosenblum | 1968476 | 3 | 12/02/2008 | Customer Dispute | Denied | $24,729.00 | $0.00 | See FINRA Report |
| Thomas George Lockmund | 2772337 | 1 | 05/09/2008 | Customer Dispute | Denied | $39,929.10 | $0.00 | See FINRA Report |
| William Jeffrey Bingham | 2069119 | 1 | 07/24/2007 | Customer Dispute | Denied | $11,569.90 | $0.00 | See FINRA Report |
| Brent Allen Gorter | 4544306 | 1 | 08/28/2006 | Customer Dispute | Denied | $14,200.00 | $0.00 | See FINRA Report |