Our Staff has compiled our research into a database of FINRA Broker Disclosures for Silver Oak Securities, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Lee Jones | 1888272 | 4 | 04/16/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John E Banko | 4629232 | 2 | 12/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John E Banko | 4629232 | 2 | 12/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Edwin Henry Jaffe | 1382154 | 3 | 06/09/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Carlson Nagy | 2139804 | 7 | 12/24/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Peter James Gaughan | 1178030 | 2 | 03/23/2001 | Customer Dispute | Final | $100,000.00 | $0.00 | See FINRA Report |