Our Staff has compiled our research into a database of FINRA Broker Disclosures for Silver Oak Securities, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rodney Charles Brooks | 1479411 | 1 | 12/22/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher Neil Watkins | 4456445 | 3 | 06/28/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| David Seymour Ervin | 1676204 | 2 | 04/21/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gary Warren Dorsey | 2570922 | 1 | 04/06/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Everett Steele | 1159049 | 1 | 03/29/2022 | Customer Dispute | Pending | $15,000.00 | $0.00 | See FINRA Report |
| Esmeralda Margarita Steele | 6736365 | 1 | 03/29/2022 | Customer Dispute | Pending | $15,000.00 | $0.00 | See FINRA Report |
| Jacob Ryan Ruxer | 2852614 | 3 | 02/25/2022 | Customer Dispute | Denied | $22,985.00 | $0.00 | See FINRA Report |
| Alex Justin Holliman | 4513418 | 1 | 10/01/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Susan Judith Nimchick | 1228040 | 1 | 10/30/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| James Brandon Creech | 4563108 | 1 | 08/13/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |