Our Staff has compiled our research into a database of FINRA Broker Disclosures for Silver Oak Securities, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rodney Charles Brooks | 1479411 | 1 | 12/22/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Seymour Ervin | 1676204 | 2 | 04/21/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Ward Harrison | 3176071 | 4 | 06/18/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Ward Harrison | 3176071 | 4 | 04/02/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jacob Ryan Ruxer | 2852614 | 3 | 12/10/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Lee Jones | 1888272 | 4 | 12/20/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Seymour Ervin | 1676204 | 2 | 03/11/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Lee Jones | 1888272 | 4 | 04/04/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |