Our Staff has compiled our research into a database of FINRA Broker Disclosures for Silver Oak Securities, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Louis Pusser | 4687904 | 1 | 06/27/2022 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Esmeralda Margarita Steele | 6736365 | 1 | 03/29/2022 | Customer Dispute | Pending | $15,000.00 | $0.00 | See FINRA Report |
| Jacob Ryan Ruxer | 2852614 | 3 | 02/25/2022 | Customer Dispute | Denied | $22,985.00 | $0.00 | See FINRA Report |
| Allen Erbe Zettergren | 1499190 | 1 | 09/03/2019 | Customer Dispute | Denied | $275,000.00 | $0.00 | See FINRA Report |
| Patrick William Horwitz | 5937211 | 1 | 02/24/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeremy Charles Tims | 4259325 | 1 | 07/30/2013 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| David A Over | 5897647 | 1 | 07/16/2013 | Customer Dispute | Settled | $8,966.42 | $0.00 | See FINRA Report |
| Jacob Ryan Ruxer | 2852614 | 3 | 11/13/2012 | Customer Dispute | Closed-No Action | $92,000.00 | $0.00 | See FINRA Report |
| Kevin Michael Komar | 5554977 | 1 | 10/15/2012 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| John Ward Harrison | 3176071 | 3 | 01/26/2011 | Customer Dispute | Settled | $193,000.00 | $0.00 | See FINRA Report |