Our Staff has compiled our research into a database of FINRA Broker Disclosures for Woodbury Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stanley Cash Cunningham | 1832632 | 1 | 01/05/2022 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Karen Irene Boykin | 4501606 | 3 | 01/05/2017 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Spencer Lund Weston | 1482772 | 3 | 09/26/2016 | Customer Dispute | Withdrawn | $25,000.00 | $0.00 | See FINRA Report |
| Stephen Lawrence Swarbrick | 2444058 | 4 | 09/26/2016 | Customer Dispute | Withdrawn | $25,000.00 | $0.00 | See FINRA Report |
| Robert Steven Gold | 1384170 | 3 | 03/20/2014 | Customer Dispute | Withdrawn | $85,000.00 | $0.00 | See FINRA Report |
| Terry Craig Sandvold | 1571926 | 17 | 05/17/2012 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Doreen Emily Schmidt | 4930937 | 4 | 02/16/2010 | Customer Dispute | Withdrawn | $25,000.00 | $0.00 | See FINRA Report |
| Terry Craig Sandvold | 1571926 | 17 | 04/30/2009 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Mansoor Ahmed | 2990805 | 2 | 09/05/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Keith Roger Hullum | 4678778 | 1 | 09/13/2004 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |