Our Staff has compiled our research into a database of FINRA Broker Disclosures for Woodbury Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Bryan Harvey | 4666068 | 1 | 09/08/2020 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Mirjana Kljajic | 5133390 | 1 | 11/12/2019 | Customer Dispute | Closed-No Action | $17,000.00 | $0.00 | See FINRA Report |
| Marion Timothy Philpot | 4414205 | 1 | 08/14/2019 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Michael Lenny McGavin | 1345099 | 1 | 11/09/2018 | Customer Dispute | Closed-No Action | $19,775.00 | $0.00 | See FINRA Report |
| Stephen Lawrence Swarbrick | 2444058 | 4 | 01/13/2017 | Customer Dispute | Closed-No Action | $400,000.00 | $0.00 | See FINRA Report |
| Herbert C White | 3125223 | 6 | 01/13/2017 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Herbert C White | 3125223 | 6 | 01/13/2017 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Nick M Knapp | 4510864 | 1 | 12/23/2016 | Customer Dispute | Closed-No Action | $62,000.00 | $0.00 | See FINRA Report |
| Marc Gregory Minor | 2230271 | 4 | 12/23/2016 | Customer Dispute | Closed-No Action | $62,000.00 | $0.00 | See FINRA Report |
| John Martin Kosmicki | 2093885 | 3 | 11/03/2015 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |