Our Staff has compiled our research into a database of FINRA Broker Disclosures for Woodbury Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew John Boehm | 4418029 | 1 | 01/31/2023 | Customer Dispute | Pending | $75,000.00 | $0.00 | See FINRA Report |
| Mark Alan Mappa | 1874503 | 3 | 01/30/2023 | Customer Dispute | Pending | $100,001.00 | $0.00 | See FINRA Report |
| Randolph Miles Peters | 1472005 | 1 | 01/24/2023 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Karl James Weizenicker | 1777461 | 2 | 01/09/2023 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Jason Wright | 5601821 | 1 | 12/19/2022 | Customer Dispute | Denied | $10,316.40 | $0.00 | See FINRA Report |
| Phillip Todd Cartwright | 4287303 | 4 | 12/16/2022 | Customer Dispute | Pending | $75,000.00 | $0.00 | See FINRA Report |
| Nicholas Paul Bliss | 6037034 | 1 | 12/05/2022 | Customer Dispute | Pending | $20,000.00 | $0.00 | See FINRA Report |
| Mark Alan Mappa | 1874503 | 3 | 11/09/2022 | Customer Dispute | Pending | $150,000.00 | $0.00 | See FINRA Report |
| Mark Alan Mappa | 1874503 | 3 | 11/09/2022 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Emmanuel D Harris | 1513927 | 4 | 11/09/2022 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |