Our Staff has compiled our research into a database of FINRA Broker Disclosures for Woodbury Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Jason Wright | 5601821 | 1 | 12/19/2022 | Customer Dispute | Denied | $10,316.40 | $0.00 | See FINRA Report |
Michael Harris Sears | 2205917 | 4 | 10/06/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
David Thomas Russo | 2805759 | 2 | 09/14/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Jeffrey Daniel Shanine | 5476309 | 1 | 09/12/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Michael Angelo Dispirito | 2916894 | 3 | 06/28/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Colin Peter Figueroa | 5882321 | 1 | 05/10/2022 | Customer Dispute | Denied | $27,000.00 | $0.00 | See FINRA Report |
Jeffrey Stephan Scheithe | 1356047 | 1 | 04/04/2022 | Customer Dispute | Denied | $75,000.00 | $0.00 | See FINRA Report |
Laura Ann Pesek | 2382412 | 1 | 03/03/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Ralph Siegfried Waller | 3196853 | 2 | 01/23/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Michael Glenn Griffin | 3185169 | 2 | 11/19/2021 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |