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FINRA Broker Disclosures for Woodbury Financial Services, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Woodbury Financial Services, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 237 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Jason Wright5601821112/19/2022Customer DisputeDenied$10,316.40$0.00See FINRA Report
Michael Harris Sears2205917410/06/2022Customer DisputeDenied$5,000.00$0.00See FINRA Report
David Thomas Russo2805759209/14/2022Customer DisputeDenied$5,000.00$0.00See FINRA Report
Jeffrey Daniel Shanine5476309109/12/2022Customer DisputeDenied$5,000.00$0.00See FINRA Report
Michael Angelo Dispirito2916894306/28/2022Customer DisputeDenied$5,000.00$0.00See FINRA Report
Colin Peter Figueroa5882321105/10/2022Customer DisputeDenied$27,000.00$0.00See FINRA Report
Jeffrey Stephan Scheithe1356047104/04/2022Customer DisputeDenied$75,000.00$0.00See FINRA Report
Laura Ann Pesek2382412103/03/2022Customer DisputeDenied$5,000.00$0.00See FINRA Report
Ralph Siegfried Waller3196853201/23/2022Customer DisputeDenied$5,000.00$0.00See FINRA Report
Michael Glenn Griffin3185169211/19/2021Customer DisputeDenied$8,000.00$0.00See FINRA Report

237 Results

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