Our Staff has compiled our research into a database of FINRA Broker Disclosures for Woodbury Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Damon Andrew Pierson | 2503656 | 1 | 07/27/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephanie Ann Zemore | 4894314 | 2 | 07/07/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephanie Ann Zemore | 4894314 | 2 | 06/07/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rose M Dreiling | 2559463 | 2 | 02/23/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Robert Bregen | 2380377 | 1 | 01/04/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Gordon Tegtmeier-Hedinger | 4042452 | 2 | 10/19/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ann Marie Brown | 4214896 | 16 | 08/12/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Enrique Felix Cotto | 5475364 | 1 | 06/14/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alyssa J Stevens | 7283098 | 1 | 03/31/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Justin David Bastian | 5083347 | 1 | 03/22/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |