Our Staff has compiled our research into a database of FINRA Broker Disclosures for Woodbury Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Alva Foster | 2771184 | 2 | 01/31/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Martin Surace | 2245712 | 2 | 02/14/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bruce Robert Geiger | 1591606 | 2 | 01/08/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Tonkin | 864895 | 1 | 12/14/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bruce Robert Geiger | 1591606 | 2 | 12/30/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Francis P Gallagher | 2254783 | 4 | 11/13/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher John Seivert | 1164947 | 5 | 07/23/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Martin Surace | 2245712 | 2 | 03/12/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Stuart White | 4668682 | 4 | 02/20/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Myron Anthony Owens | 1928140 | 2 | 12/17/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |