Our Staff has compiled our research into a database of FINRA Broker Disclosures for Woodbury Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher David Buchanan | 2751145 | 2 | 08/19/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Melvin Harvey Lawrence | 1943557 | 2 | 05/23/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sandra Salmon | 2102321 | 7 | 04/22/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Allen Wegge | 2090709 | 2 | 04/21/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew James Fiske | 2231609 | 1 | 02/17/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alex G Yoo | 5287638 | 4 | 02/02/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Craig Michael Herder | 4391828 | 1 | 12/16/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Naomi Ann Kowalik | 2128809 | 3 | 10/05/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Naomi Ann Kowalik | 2128809 | 3 | 09/22/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Patrick McCormick | 5059233 | 2 | 07/07/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |