Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oneamerica Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew T Henderson | 6797058 | 2 | 06/24/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Philip Norris Smith | 2833891 | 10 | 05/12/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Philip Norris Smith | 2833891 | 10 | 05/31/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Andrew Mazzoni | 4194612 | 3 | 04/19/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert E Kern | 4743906 | 7 | 01/24/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Andrew Mazzoni | 4194612 | 3 | 01/03/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Andrew Mazzoni | 4194612 | 3 | 01/05/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert E Kern | 4743906 | 7 | 07/17/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert E Kern | 4743906 | 7 | 05/01/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert E Kern | 4743906 | 7 | 11/13/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |