Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oneamerica Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bryce Brian Oosterhouse | 6610202 | 1 | 09/04/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher James Tozier | 7778063 | 1 | 05/21/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Paul Orthman | 1634189 | 1 | 02/25/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Barrett Michael Fisher | 5995919 | 1 | 01/15/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joshua I Gorra | 5107840 | 1 | 11/02/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Allison | 3025394 | 2 | 02/18/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nicholas Brent Yaw | 6526242 | 1 | 08/21/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Allison | 3025394 | 2 | 11/01/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Don E Brady | 4734402 | 2 | 10/21/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Josue Duvert | 6805938 | 1 | 04/15/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |