Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oneamerica Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brendan Morgan Farrelly | 5646039 | 1 | 02/11/2022 | Customer Dispute | Closed-No Action | $400,000.00 | $0.00 | See FINRA Report |
| Scott Gregory Ayers | 2048476 | 1 | 06/02/2015 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Wayne Allen Piper | 5859355 | 3 | 06/02/2015 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jonathan B Ayer | 5358570 | 2 | 05/18/2015 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Robert Wesley Hinkel | 1549411 | 3 | 02/27/2015 | Customer Dispute | Closed-No Action | $208,000.00 | $0.00 | See FINRA Report |
| Edward Francis Nelson | 1677566 | 1 | 09/20/2011 | Customer Dispute | Closed-No Action | $56,637.00 | $0.00 | See FINRA Report |
| Edwin William Thauer | 1266499 | 1 | 01/26/2010 | Customer Dispute | Closed-No Action | $15,000.00 | $0.00 | See FINRA Report |
| Scott R Storick | 1620234 | 12 | 12/29/2004 | Customer Dispute | Closed-No Action | $46,367.00 | $0.00 | See FINRA Report |
| William Robert Chesney | 2442314 | 1 | 12/04/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Mark Gregory Rumpza | 1908003 | 5 | 10/16/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |