Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oneamerica Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Philip Norris Smith | 2833891 | 9 | 09/20/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Wade Godfrey | 2447660 | 2 | 02/24/2022 | Customer Dispute | Settled | $15,298.90 | $0.00 | See FINRA Report |
| Brendan Morgan Farrelly | 5646039 | 1 | 02/11/2022 | Customer Dispute | Closed-No Action | $400,000.00 | $0.00 | See FINRA Report |
| John Albert Mangin | 318628 | 1 | 05/10/2021 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Christina Chen Blovad | 6911446 | 1 | 04/20/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Adam Keith Fenster | 4792451 | 1 | 03/23/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Philip Norris Smith | 2833891 | 9 | 09/10/2020 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Philip Norris Smith | 2833891 | 9 | 09/06/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Philip Norris Smith | 2833891 | 9 | 03/25/2019 | Customer Dispute | Denied | $28,000.00 | $0.00 | See FINRA Report |
| Gregory Hampton Crance | 736820 | 4 | 02/18/2019 | Customer Dispute | Award / Judgment | $50,000.00 | $22,357.30 | See FINRA Report |