Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oneamerica Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Celeste M Bermejo | 6504495 | 1 | 10/21/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Serge Mallat | 2292075 | 1 | 09/22/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Philip Norris Smith | 2833891 | 9 | 09/20/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Don Scalercio | 2269421 | 2 | 09/15/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gregory A Granato | 2078769 | 3 | 08/20/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Philip Norris Smith | 2833891 | 9 | 06/20/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Philip Norris Smith | 2833891 | 9 | 05/31/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Kevin Nolan | 6993979 | 1 | 04/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Wade Godfrey | 2447660 | 2 | 02/24/2022 | Customer Dispute | Settled | $15,298.90 | $0.00 | See FINRA Report |
| Brendan Morgan Farrelly | 5646039 | 1 | 02/11/2022 | Customer Dispute | Closed-No Action | $400,000.00 | $0.00 | See FINRA Report |