Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oneamerica Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert William Smith | 2285667 | 1 | 07/05/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Matthew T Henderson | 6797058 | 2 | 06/24/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Philip Norris Smith | 2833891 | 10 | 05/12/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul N Lekousis | 2545673 | 3 | 04/11/2024 | Customer Dispute | Settled | $10,050.00 | $0.00 | See FINRA Report |
| John Albert Mangin | 318628 | 2 | 04/04/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Kimberly Lynn Popoff | 6093268 | 1 | 02/29/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James A Whiteman | 4570851 | 5 | 02/07/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Merlinda L Montez | 5602667 | 1 | 01/03/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Blaine D Ratliff | 4334285 | 1 | 12/28/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Tyler Simpson Camp | 6002124 | 3 | 12/11/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |