Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oneamerica Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory A Granato | 2078769 | 3 | 08/20/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Philip Norris Smith | 2833891 | 9 | 05/31/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Kevin Nolan | 6993979 | 1 | 04/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christine Michelle Faris | 6710245 | 10 | 12/15/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christine Michelle Faris | 6710245 | 10 | 12/15/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christine Michelle Faris | 6710245 | 10 | 12/15/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christine Michelle Faris | 6710245 | 10 | 12/15/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christine Michelle Faris | 6710245 | 10 | 12/15/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christine Michelle Faris | 6710245 | 10 | 12/15/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christine Michelle Faris | 6710245 | 10 | 10/18/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |