Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oneamerica Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Celeste M Bermejo | 6504495 | 1 | 10/21/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Serge Mallat | 2292075 | 1 | 09/22/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Don Scalercio | 2269421 | 2 | 09/15/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jordan Stone Braunstein | 5780853 | 1 | 11/12/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jonathan D Lord | 3051235 | 3 | 01/03/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Duane W Moore | 7193911 | 1 | 09/26/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian James Bierut | 3176342 | 1 | 07/25/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jonathan D Lord | 3051235 | 3 | 12/21/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jennifer Edwards | 5661164 | 4 | 12/13/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bazil J Brady | 4228086 | 1 | 09/19/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |