Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hornor, Townsend & Kent, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Anthony Abraham | 4403205 | 3 | 12/07/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Bryce Huff | 5875405 | 2 | 04/03/2023 | Customer Dispute | Settled | $130,000.00 | $0.00 | See FINRA Report |
| Llewellyn Lewis Rowell | 839010 | 3 | 03/03/2023 | Customer Dispute | Settled | $214,122.00 | $0.00 | See FINRA Report |
| Gregory Alan Osterland | 5448546 | 1 | 04/21/2020 | Customer Dispute | Settled | $57,672.00 | $0.00 | See FINRA Report |
| Zachary Ryan Bloemen | 6611940 | 1 | 03/10/2020 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Brandon James Grocki | 6458365 | 1 | 04/24/2019 | Customer Dispute | Settled | $9,051.00 | $0.00 | See FINRA Report |
| Randy Michael Knabel | 2422035 | 3 | 12/22/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Carl Anthony Demarco | 2671924 | 1 | 02/22/2012 | Customer Dispute | Settled | $27,546.00 | $0.00 | See FINRA Report |
| Gregory Neal Altenau | 1170933 | 1 | 01/17/2012 | Customer Dispute | Settled | $116,556.00 | $0.00 | See FINRA Report |
| Alvin Louis Smith | 4115591 | 3 | 09/01/2011 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |