Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hornor, Townsend & Kent, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Debra Lynn Clark | 1987661 | 1 | 01/07/2022 | Customer Dispute | Settled | $105,000.00 | $0.00 | See FINRA Report |
Thomas Edward Landy | 4463541 | 2 | 02/11/2021 | Customer Dispute | Settled | $129,000.00 | $0.00 | See FINRA Report |
Gregory Alan Osterland | 5448546 | 1 | 04/21/2020 | Customer Dispute | Settled | $57,672.00 | $0.00 | See FINRA Report |
Zachary Ryan Bloemen | 6611940 | 1 | 03/10/2020 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
Brandon James Grocki | 6458365 | 1 | 04/24/2019 | Customer Dispute | Settled | $9,051.00 | $0.00 | See FINRA Report |
Justin Glen Miller | 4285867 | 4 | 02/16/2016 | Customer Dispute | Settled | $11,741.00 | $0.00 | See FINRA Report |
Randy Michael Knabel | 2422035 | 3 | 12/22/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Peter H Owh | 4194866 | 1 | 07/21/2015 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
Carol Lynn Hager | 4566286 | 1 | 03/27/2012 | Customer Dispute | Settled | $42,000.00 | $0.00 | See FINRA Report |
Carl Anthony Demarco | 2671924 | 1 | 02/22/2012 | Customer Dispute | Settled | $27,546.00 | $0.00 | See FINRA Report |