Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hornor, Townsend & Kent, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Samuel Haislop | 2409232 | 1 | 10/21/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Andrew Clayton | 5281026 | 1 | 01/09/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Zachary Allen Tripp | 6643376 | 1 | 04/22/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Philip Michael Dupont | 6621156 | 1 | 07/20/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Francis Bissen | 7546449 | 1 | 02/06/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jonathan William Dupes | 7063062 | 2 | 01/14/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jacob Uriah Bazzrea | 7272610 | 1 | 02/19/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jaden Robert Volchoff | 6140373 | 1 | 03/10/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Edward Hritz | 2980141 | 1 | 06/25/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Hunter Lloyd Gimbel | 4912767 | 1 | 08/19/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |