Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hornor, Townsend & Kent, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Ryan Jonathan Davis | 5602546 | 1 | 05/20/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Michael Andrew Clayton | 5281026 | 1 | 01/09/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Robert Benton Penn | 3225731 | 1 | 08/25/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Jonathan William Dupes | 7063062 | 2 | 01/14/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Jaden Robert Volchoff | 6140373 | 1 | 03/10/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Mark Edward Hritz | 2980141 | 1 | 06/25/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Josue Duvert | 6805938 | 1 | 04/15/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Hunter Lloyd Gimbel | 4912767 | 1 | 08/19/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Robert Grosch | 3159348 | 1 | 01/08/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Gregory A Herbison | 5427552 | 1 | 09/20/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |